Funds held in Hua Xia custody are managed under a scheme of check and balance where the operation of front office and back office are separated. Risk control is clearly defined in each job role. Besides intensive training and enforcement of ethical behavior among employees, 27 internal control chapters are laid down for best practice of risk aversion and bring this Hua Xia custody service under regulatory oversight since it was started. Inventive way of dealing efficiency of internal control includes a monitoring and surveillance mechanism to facilitate periodic reporting to the Regulatory Commission, assessment and alert on risk and alarms in case of very suspicious situations.
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